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Rule 11Ac1-6

At your request ICTI will provide you with information where your orders were routed for execution as well as the time of any transaction that resulted from your order. We also prepare quarterly reports in compliance to Rule 11Ac1-6 that requires broker-dealers to make publicly available a report on the routing of the US equity and option orders. International Correspondent Trading Inc. is a routing order firm and as such is obliged to make this report available to its customers. You can access the information from this past quarter as well as previous quarters on our web site @ www.ictibroker.com

Rule 11Ac1-6 report includes:

• The percentage of customer orders that were market orders, limit orders and other types.

• The identity of the top ten market centers to which such orders were routed and any other market centers the    received over 5% of the orders

• An explanation of the material aspect of the firm’s relationship with each market center identified on the report

• The report must be on a free, public and readily accessible web site.

International Correspondent Trading, Inc. provides its clients with many different execution offerings, each adapted to the need of the individual client. Over the years we have closely monitored our executions’ quality and our choice of order flow is based on our determination that your order will receive a superior execution.

Click on the links below to see disclosures on specific quarters:

2016 2017 2018 2019 2020
1st Quarter
2nd Quarter
3rd Quarter
4th Quarter
1st Quarter
2nd Quarter
3rd Quarter
4th Quarter
1st Quarter
2nd Quarter
3rd Quarter
4th Quarter
1st Quarter
2nd Quarter
3rd Quarter
4th Quarter
1st Quarter
2nd Quarter

Payment for Order Flow

International Correspondent Trading Inc. does not receive payment from order flow. We do not route orders to other brokers or dealers unless requested to by our customers.
Un-priced orders may receive a better execution than the national best bid or offer, but discretion regarding price improvement will remain with the broker or dealer executing the orders.

Investor Education

The Financial Industry Regulatory Authority (FINRA) requires us to provide you information on their Public Disclosure Program. The investor brochure may be obtained via the FINRA web site www.finra.org or via their hotline number (800) 289-9999.

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