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Account Protection

Customer’s accounts carried by APEX are protected in accordance with the
Securities Investor Protection Corporation (SIPC) up to $500000.00 (including cash claims limited to $100000.00). For details, please go to www.sipc.org.

In addition, APEX has arranged for additional protection for cash and covered securities to supplement its SIPC coverage. This additional protections covers total account net equity in excess of the $500000.00/$100000.00 coverage provided by SIPC. Neither coverage protects against a decline in the market value of securities.

Audited Financials

Please contact us at: 201-222-9300 for the last audited financial reports.

investorRelations

Partnerships

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Routing Info

The following procedure is used to route client orders:

We do not route orders to other brokers or dealers unless requested by our customers. Unpriced orders may receive a better execution than the national bid or offer but discretion regarding price improvement will remain with the broker or dealer executing the order(s). We are members of ISE and we may receive from the Exchange rebates for providing liquidity.

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